Consumer protection for text messaging: meeting compliance challenges

Learn how you can keep advisor and customer program adoption high while minimizing risk
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This ebook provides an overview of guidance from regulatory agencies like the FCC around text messaging — and how you can keep advisor and customer program adoption high while minimizing risk.

We take a look at:

  • When are financial services firms required to get customer opt-in?
  • What are the consumer protection principles at work?
  • What are the legal obligations around 1-1 text messaging?
  • How can you be extra safe without implementing onerous opt-in policies?
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