2021 Finserv Compliance Benchmark Report Webinar

Uncover insights on digital communications practices and priorities
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Iain Duke-Richardet, Hearsay’s VP of Compliance Strategy, and Bill Simpson, Sr. Compliance Manager, dive into the key findings of Hearsay’s inaugural Compliance Benchmark Report.

Watch the 30-minute webinar to learn:

  • How compliance teams are managing increased demand through technology and operational improvements, and what they perceive to be their greatest areas of strength and weakness
  • How teams are responding to increased regulatory pressure to drive better risk-aligned supervisory practices
  • Which digital communications channels emerged as business-critical for advisers/agents, and which ones posed additional regulatory and reputational risk
  • What’s top of mind for 2022 when it comes to investment in resources, new technologies, staffing and key metrics

Learn how your firm compares in this insightful discussion with Hearsay Compliance!


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