Each blog post in this 4-part series highlights a core benefit of Hearsay’s compliance functionality. Read about lexicon functionality here.
Social media profiles remain one of the most-regulated types of electronic communications. FINRA deems them “static,” requiring them to be pre-approved by registered principals; the SEC requires them to adhere to strict disclosure requirements; and while insurance companies aren’t required to review profiles, many do since they are relatively low-hanging fruit for regulators seeking to protect consumers.
At Hearsay, we’ve structured our platform to ensure our clients can supervise profiles while avoiding the risks inherent to publishing profiles. Our suite of profile management functionalities help clients maintain a robust compliance program across diverse use cases and a varied client base. See if any of the use cases below resonate with your organization:
At Hearsay, we understand the importance of social media compliance. The aforementioned use cases represent just a few of the features we’ve implemented to ensure that your compliance team is able to efficiently address your organization’s requirements.
If any of these challenges sound familiar to you, don’t hesitate to reach out to a Hearsay representative to discuss how we can help you and your organization better adhere to the heavy regulatory burden on financial services companies using social media.