HEARSAY Compliance

Compliance is at our foundation

Risk mitigation is integral to our platform, driving administrative and operational efficiency that helps financial services firms reduce cost, complexity and risk. It’s no wonder that over 3,400 compliance professionals trust Hearsay as their partner for the last mile of digital communications.

Learn more

Confidently deploy digital client engagement channels

Enable seamless legal and regulatory compliance and monitoring of digital engagement channels, including social media, text & voice, websites and more, in line with global requirements from FINRA, SEC, IIROC, FCA, PRA and other regulatory bodies.
Business meeting with two people shaking hands
Up-close business woman signing document

Purpose-built for more effective and efficient supervision

Hearsay’s compliance tools—such as universal supervision, threaded archiving, and customizable workflows—offer teams a scalable means of monitoring client engagement.

Up to 80% reduction

in time spent reviewing/pre-approving content and addressing issues | *Hobson & Company (2021)
CUSTOMER INSIGHT

“Before Hearsay, our compliance team would spend weeks at a time working with reps to update and edit content. With the Hearsay platform, compliance has become streamlined and content issues are resolved within minutes.”

Fanette Singer
Senior Vice President of Marketing, Country Financial
CUSTOMER INSIGHT

“We went from a compliance-driven world with social media to a marketing-driven world with a compliance component. Hearsay has really allowed us to use social media.”

Leah White
Marketing Director, Modern Woodmen

Backed by 25+ years of client-side experience 

Compliance is in our DNA. Our team knows our product and the rules, so you can remain confident as we help you flexibly and proactively manage compliance risk through regular strategy assessments, fine-tuning of policies and procedures, and technology advice for an ever-changing regulatory environment.
Business man sitting at desk in front of laptop

Backed by 25+ years of client-side experience

Compliance is in our DNA. Our team knows our product and the rules, so you can remain confident as we help you flexibly and proactively manage compliance risk through regular strategy assessments, fine-tuning of policies and procedures, and technology advice for an ever-changing regulatory environment.

Backed by 25+ years of client-side experience

Compliance is in our DNA. Our team knows our product and the rules, so you can remain confident as we help you flexibly and proactively manage compliance risk through regular strategy assessments, fine-tuning of policies and procedures, and technology advice for an ever-changing regulatory environment.

Last-mile digital maturity model

A new phase of digital maturity is underway – how does your program stack up?
Read white paper
Small right arrow

2021 Financial services social selling content study

Read key insights about how financial professionals use social media in our 3rd annual Content Study
Read white paper
Small right arrow

Want to learn more about Hearsay Compliance?

Effectively and efficiently manage risk while optimizing the advisor experience. Let’s talk about how Hearsay can help you lay the groundwork for best-in-class compliance management.